1 (844) 589-9732

Alabama Investment Adviser Bond

The $50k Alabama investment adviser bond is issued for $750 and with no credit inquiry. Please call AmeriPro Surety Bonds today at 844-589-9732.

Alabama Investment Adviser Bond

AmeriPro Surety Bonds | 844-589-9732



Investment Advisers – Alabama



Investment advisers in Alabama are regulated and licensed by the state’s Securities Commission.

For many Alabama investment advisers, a $50,000 surety bond is also required. The surety bond form is called Form U-SB – Uniform Surety Bond Form. If any of the following are applicable to you as a licensee, you will also be required to obtain the surety bond as a prerequisite for licensing:

  • You do not maintain a minimum net capital of $10,000;
  • You maintain customer of client funds or securities;
  • You have discretionary authority over any of your clients’ accounts.

Obtaining the surety bond will be the quickest and easiest part of your registration process.




Qualifying for the Bond; Premium




Applicants for the $50,000 Alabama investment adviser bond will complete a surety bond application (much of which can be taken over the phone by our agent; you will need to sign the application) and pay the annual premium of $750.00.

There is neither an underwriter review or credit check inquiry for this bond.

What this means for you is that after the application is completed and the premium is paid, the bond is issued immediately.

A copy of your surety bond can be emailed to you. The original copy — which you’ll need to sign as Principal before filing with the Securities Commission— will be mailed to you by the following business day, if not the same day.




Premium Prepayment Options




The Alabama investment bond bond, at a $750 premium, is active for one year from the date of issuance.  You also have the option to prepay the surety bond for 2 or 3 years. Prepayment allows for greater intervals between renewals; it also allows you to save over year to year renewal of the bond’s premium.

The premium payment options – and savings to you – are as follows:

  • If prepaid for 2 years, the premium is $1350, a $150 savings;
  • If prepaid for 3 years, the premium is $1950, a $300 savings.



Purpose of this Surety Bond




The investment adviser bond serves as a financial guarantee that you will act in a proper fiduciary capacity over your clients’ funds and accounts. The bond allows those clients who can credibly demonstrate harm to be recompensed for loss.  Applicable legislation regarding your duties can be found under Alabama Code Chapter 6.




About Us




AmeriPro Surety Bonds is a surety bonds only agency. We provide license and permit surety bonds throughout Alabama.

Our agency also provides surety bonds nationwide.

Please call us today at:




Or, you may fill out the form below and an agent will contact you..


Request a Callback

  • MM slash DD slash YYYY
  • Please note: We do not share or rent your address to anyone, except for underwriting purposes associated with your surety bond.
  • This helps us to find exactly the surety bond that you require. By the way, it's perfectly OK to not know the type of surety bond you need; that's why we're here!
  • This field is for validation purposes and should be left unchanged.

AmeriPro Surety Bonds

Our focus is exclusively surety bonds. We have two areas of concentration: YOU, our customer; and providing you with the surety bond that you need. Whether the bond is an "instant issue"; is for a contractor; a court bond; or one for a client with lower credit scores, AmeriPro Surety Bonds dedicates itself to providing our customers with a seamless, professional, and quick surety bond experience.

apply today

recent news

Lost Cashier’s Check Bond | Lost Instrument Bond

If you’ve lost a cashier’s check or money order, to replace it, the banking institution will require that a “Lost Instrument bond” be purchased in order to re-issue it. Learn how to quickly purchase this bond with AmeriPro Surety Bonds.

Mortgage Broker Bond

A mortgage broker bond is a license and permit bond which states require to become properly licensed and which is also required to protect the public from wrongful acts committed by a mortgage broker.

Notary Public Bond California

A notary bond, also known as a notary public bond, is a bond that is required by the state of California to engage in the business of witnessing signatures on documents. 

West Virginia Garnishment Bond

West Virginia Garnishment Bond |  AmeriPro Surety Bonds | 844-589-9732   Surety Bond; Amount and Purpose   A garnishment order allows a Plaintiff in a litigation proceeding, prejudgment, to seize the assets, wages, or property of the Defendant.   Unlike an...

Connecticut Professional Conservator Bond

Connecticut Professional Conservator Bond | AmeriPro Surety Bonds | 844-589-9732   Surety Bond; Amount and Purpose   The state of Connecticut offers a professional conservator probate program which pays a monthly fee to the appointed conservator on behalf of...

Ginnie Mae Lost Instrument Bond

Ginnie Mae Lost Instrument Bond | AmeriPro Surety Bonds | 844-589-9732 Surety Bond; Amount and Purpose   A Ginnie Mae lost instrument bond, formally known as a Lost Instrument Bond with Limited Liability, is required by this federal agency when a property ---...

contact us

Office: 1 (844) 589-9732

Hours of Operation:

Monday – Friday 6 am to 5 pm (PST)