(844) 589-9732

Maryland Investment Adviser Bond

June 6, 2019

A $10,000 Maryland investment adviser bond is required by the state's Attorney General Office, Division of Securities. Please call our agency today at 844-589-9732.

Maryland Investment Adviser Bond |

AmeriPro Surety Bonds | 844-589-9732

 

 

 

Investment Advisers – Maryland

 

 

 

Maryland resident investment advisers are required to registration with the Attorney Generals Office, Division of Securities, pay the required new or renewal licensing fee, and furnish evidence of an active surety bond.

Our agency helps you with the surety bond requirement in a matter of minutes.

 

 

 

Surety Bond Amount, Cost, and Qualifying

 

 

 

The Maryland investment adviser bond is a $10,000 surety bond required in accordance with § 11-410 of the Maryland Securities Act.

The cost for this bond is just 1.5 to 2% annually.

The bond is issued and there is a quick credit inquiry involved.

Once a simple application is completed (which can be done over the phone) and the premium is paid, the bond is issued to you immediately.

A copy of the bond can be sent to you by email at no additional charge, and the original bond with the wet signature will follow within the same or the following business day.

Applicants must either maintain the $10,000 surety bond or have a minimum net capital of $20,000, or minimum tangible assets of $35,000.

 

 

 

The Purpose of the Bond

 

 

 

The Maryland investment adviser bond is a financial guarantee which ensures your compliance with all rules, codes, and statutes involved in the profession of an investment adviser.

The bond protects consumers against failure to abide by the law --- acts of malfeasance --- which results in some harm; however, the aggregate amount of any claims will not exceed the bond’s amount.

As principal of this bond, you are responsible to indemnify the surety for any claims paid against your bond.

 

 

 

About Us

 

 

 

AmeriPro Surety Bonds is a surety bonds-only agency. We provide license and permit, court, and fiduciary bonds throughout Maryland and nationwide.

Please call our agency today at:

 

 

 

844-589-9732

 

 

 

Or, you may fill out the form below and an agent will contact you...

 

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