Nebraska Investment Adviser Bond |
AmeriPro Surety Bonds | 844-589-9732
Investment Advisers – Nebraska
Nebraska investment adviser registration is facilitated by the state’s Department of Banking and Finance.
The Department also provides an explanation on the difference between Nebraska broker-dealers and investment advisers.
As a condition of licensing, Nebraska investment advisers are required to furnish a $25,000 surety bond. Meeting the surety requirement will be the quickest and easiest part of your licensing process.
Qualifying and the Premium
You are automatically approved for the $25,000 Nebraska investment adviser bond. There is neither a credit check nor an underwriter review for this bond.
When you call our agency, we’ll ask you the basics: For instance, your name and address, as also your contact information.
We’ll also ask:
- If you’re a broker-dealer or Investment adviser;
- the day and the month (in that order) that you filed your application with the state of Nebraska;
- The year you first filed an application to transact business in the state;
- your name and your title.
After payment of the $125 premium, the bond is issued to you immediately. The surety bond along with the Power of Attorney will be sent to you by mail for filing.
Additional Premium Payment Options
At $125, premium the Nebraska investment adviser bond is issued for a one year term. You also have the option to prepay your bond for up to 3 years, which offers you a small savings, but also lengthens the time between renewals.
The premium prepayment options and savings are as follows:
- If prepaid for 2 years, the premium is $225, a $25 savings;
- If prepaid for 3 years, the premium is $325, a $50 savings.
Purpose of Your Surety Bond Requirement
The bond is a financial guarantee of your compliance with Section 8-1118 of the Nebraska Revised Statutes and any amendments thereto.
AmeriPro Surety Bonds is a surety bonds-only agency. We provide license and permit bonds throughout Nebraska.
Our agency also provides surety bonds nationwide. Please call our agency today at:
Or, you may fill out the form below and an agent will contact you…