Nebraska investment adviser registration is facilitated by the state’s Department of Banking and Finance.
The Department also provides an explanation on the difference between Nebraska broker-dealers and investment advisers.
As a condition of licensing, Nebraska investment advisers are required to furnish a $25,000 surety bond. Meeting the surety requirement will be the quickest and easiest part of your licensing process.
You are automatically approved for the $25,000 Nebraska investment adviser bond. There is neither a credit check nor an underwriter review for this bond.
When you call our agency, we’ll ask you the basics: For instance, your name and address, as also your contact information.
We’ll also ask:
After payment of the $125 premium, the bond is issued to you immediately. The surety bond along with the Power of Attorney will be sent to you by mail for filing.
At $125, premium the Nebraska investment adviser bond is issued for a one year term. You also have the option to prepay your bond for up to 3 years, which offers you a small savings, but also lengthens the time between renewals.
The premium prepayment options and savings are as follows:
The bond is a financial guarantee of your compliance with Section 8-1118 of the Nebraska Revised Statutes and any amendments thereto.
AmeriPro Surety Bonds is a surety bonds-only agency. We provide license and permit bonds throughout Nebraska.
Our agency also provides surety bonds nationwide. Please call our agency today at:
Or, you may fill out the form below and an agent will contact you...